Personnel Hong Kong SFC License Details (ID 92951)

Personnel Hong Kong SFC License Details (ID 92951)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2015-01-14	2017-01-01
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2015-01-14	2017-01-01
Quam Securities Limited	Rep	Dealing in futures contracts	2004-10-26	2015-01-13
QUAM FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-01-10
	Rep	Asset management	-	2004-01-10
	Rep	Dealing in futures contracts	-	2006-01-31
Quam Securities Limited	Rep	Advising on corporate finance	-	2004-01-10
	Rep	Advising on securities	-	2004-01-10
	Rep	Asset management	-	2004-01-10
	Rep	Dealing in securities	-	2015-01-13