| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HUNG SING SECURITIES LIMITED | RO | Advising on securities | 2019-02-20 | - |
| RO | Advising on securities | 2017-09-28 | 2018-04-20 | |
| RO | Asset management | 2013-05-23 | - | |
| HUNG SING FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-04-16 | 2019-12-30 |
| HUNG SING SECURITIES LIMITED | Rep | Dealing in securities | 2013-04-16 | - |
| Rep | Asset management | 2013-04-16 | 2013-05-23 | |
| Funderstone Asset Management (HK) Limited | RO | Asset management | 2012-03-05 | 2013-03-23 |
| Funderstone Futures Limited | Rep | Dealing in futures contracts | 2012-01-30 | 2013-03-23 |
| Funderstone Securities Limited | Rep | Dealing in securities | 2012-01-30 | 2013-03-23 |
| QUAM ASSET MANAGEMENT LIMITED | RO | Asset management | 2010-06-30 | 2010-11-01 |
| Rep | Asset management | 2010-05-17 | 2010-06-30 | |
| Quam Securities Limited | Rep | Asset management | 2010-05-17 | 2011-12-30 |
| Rep | Dealing in futures contracts | 2010-05-17 | 2011-12-30 | |
| Rep | Dealing in securities | 2010-05-17 | 2011-12-30 | |
| CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2007-12-11 | 2010-05-01 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2006-08-16 | 2010-05-01 |
| CASH ASSET MANAGEMENT LIMITED | RO | Asset management | 2006-08-15 | 2007-12-11 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-04-26 | 2010-05-01 |
| CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2006-04-21 | 2006-08-15 |
| CHINA RICH ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2003-04-01 | 2006-04-01 |
| RO | Asset management | 2003-04-01 | 2006-04-01 |
No HKMA registrations in the collected records.