| Quam Securities Limited | Rep | Dealing in futures contracts | 2011-05-03 | 2018-07-26 |
| Rep | Dealing in securities | 2011-05-03 | 2018-07-26 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2005-09-21 | 2011-04-22 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-09-21 | 2011-04-22 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | - | 2004-01-06 |
| Rep | Asset management | - | 2004-01-06 |
| Rep | Dealing in futures contracts | - | 2005-09-21 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2004-01-06 |
| Rep | Advising on securities | - | 2004-01-06 |
| Rep | Asset management | - | 2004-01-06 |
| Rep | Providing automated trading services | - | 2004-01-06 |
| Rep | Dealing in securities | - | 2005-09-21 |