Personnel Hong Kong SFC License Details (ID 92964)

Personnel Hong Kong SFC License Details (ID 92964)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Entersys Asset Management Hong Kong Limited	RO	Advising on securities	2025-01-20	-
	RO	Asset management	2025-01-20	-
EVER-LONG SECURITIES COMPANY LIMITED	RO	Advising on corporate finance	2019-03-28	2021-10-31
	RO	Dealing in securities	2019-03-28	2021-10-31
	Rep	Advising on corporate finance	2019-02-22	2019-03-28
	Rep	Dealing in securities	2019-02-22	2019-03-28
RHB CAPITAL HONG KONG LIMITED	RO	Advising on corporate finance	2017-10-26	2019-02-20
RHB SECURITIES HONG KONG LIMITED	RO	Dealing in securities	2015-10-16	2019-02-20
RHB CAPITAL HONG KONG LIMITED	Rep	Advising on corporate finance	2015-01-16	2017-10-26
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2014-02-25	2015-10-16
Quam Securities Limited	Rep	Advising on corporate finance	2012-06-18	2014-02-20
	Rep	Dealing in securities	2011-08-03	2014-02-20
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2010-12-10	2011-07-07
Tenacity Partners Limited	Rep	Advising on corporate finance	2010-10-22	2010-11-28
	Rep	Dealing in securities	2010-10-22	2010-11-28
Cushman & Wakefield Capital Asia (HK) Limited	Rep	Advising on corporate finance	2008-03-05	2009-08-28
	Rep	Dealing in securities	2008-03-05	2009-08-28