Personnel SFC Licences and HKMA Registrations (ID 92967)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	Rep	Dealing in futures contracts	2023-02-21	-
	Rep	Dealing in securities	2023-02-21	-
	Rep	Dealing in futures contracts	2010-12-15	2018-02-09
	Rep	Dealing in securities	2010-12-15	2018-02-09
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2010-05-10	2010-07-28
	Rep	Dealing in securities	2010-03-24	2010-07-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.