Personnel Hong Kong SFC License Details (ID 92977)

Personnel Hong Kong SFC License Details (ID 92977)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUK FOOK FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2019-05-06	2025-12-31
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2019-05-06	2025-12-31
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2014-04-30	2019-04-04
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2014-04-30	2019-04-04
Quam Securities Limited	Rep	Dealing in futures contracts	2011-07-19	2014-04-18
	Rep	Dealing in securities	2011-07-19	2014-04-18
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-12-16	2011-04-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-12-16	2011-04-01