| Ruibang Securities Limited | RO | Advising on securities | 2021-01-08 | 2021-04-30 |
| RO | Dealing in securities | 2021-01-08 | 2021-04-30 |
| Kai Yin Securities Limited | RO | Dealing in futures contracts | 2019-10-22 | 2021-01-05 |
| Rep | Dealing in futures contracts | 2018-08-14 | 2019-10-22 |
| RO | Advising on securities | 2017-03-16 | 2021-01-05 |
| RO | Dealing in securities | 2016-08-31 | 2021-01-05 |
| CLC FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-02-11 | 2016-08-17 |
| CLC SECURITIES LIMITED | Rep | Dealing in securities | 2016-02-11 | 2016-08-17 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2015-04-10 | 2016-02-01 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-03-10 | 2016-02-01 |
| Wanhai Securities (HK) Limited | RO | Advising on securities | 2012-12-18 | 2015-02-27 |
| RO | Dealing in securities | 2012-12-18 | 2015-02-27 |
| Rep | Dealing in securities | 2012-03-23 | 2012-12-18 |
| Quam Securities Limited | Rep | Asset management | 2010-07-09 | 2012-03-15 |
| Rep | Dealing in futures contracts | 2010-07-09 | 2012-03-15 |
| Rep | Dealing in securities | 2010-07-09 | 2012-03-15 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2009-08-31 | 2010-06-18 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2009-08-31 | 2010-06-18 |
| ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-04-08 | 2009-08-19 |
| ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-08 | 2009-08-19 |
| CASH Wealth Management Limited | Rep | Advising on securities | 2008-04-03 | 2008-10-03 |