| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-01-12 | 2017-01-09 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2016-01-12 | 2017-01-09 |
| Quam Securities Limited | Rep | Dealing in futures contracts | 2010-10-13 | 2015-12-31 |
| Rep | Dealing in securities | 2010-10-13 | 2015-12-31 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2004-09-09 | 2010-07-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-09-09 | 2010-07-01 |
| CELESTIAL COMMODITIES LIMITED | Rep | Providing automated trading services | 2003-09-30 | 2004-03-02 |
| CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2003-09-30 | 2004-01-09 |
| CELESTIAL SECURITIES LIMITED | Rep | Providing automated trading services | 2003-09-30 | 2004-02-19 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2003-09-23 | 2004-09-03 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2003-09-23 | 2004-09-03 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Providing automated trading services | - | 2003-08-15 |
| Rep | Advising on futures contracts | - | 2003-09-23 |
| Rep | Asset management | - | 2003-09-23 |
| Rep | Dealing in futures contracts | - | 2003-09-23 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | - | 2003-09-23 |
| Rep | Advising on securities | - | 2003-09-23 |
| Rep | Asset management | - | 2003-09-23 |
| Rep | Dealing in securities | - | 2003-09-23 |