Personnel Hong Kong SFC License Details (ID 93000)

Personnel Hong Kong SFC License Details (ID 93000)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BLOOMING SECURITIES LIMITED	RO	Dealing in securities	2019-08-29	2020-03-23
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2018-12-27
	Rep	Dealing in securities	2017-03-02	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-03-02	2018-12-27
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2015-04-08	2017-02-08
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-04-08	2017-02-08
Quam Securities Limited	Rep	Dealing in futures contracts	2012-05-29	2015-04-01
	Rep	Dealing in securities	2011-05-17	2015-04-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2010-04-29	2011-04-22