Personnel Hong Kong SFC License Details (ID 93007)

Personnel Hong Kong SFC License Details (ID 93007)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	Rep	Advising on securities	2013-03-05	2015-03-07
	Rep	Advising on securities	2010-02-01	2012-09-25
T G HOLBORN (HK) LIMITED	Rep	Advising on securities	2009-11-18	2010-01-20
Henyep Capital Management Limited	RO	Advising on securities	2008-09-03	2009-09-09
	Rep	Advising on securities	2007-01-26	2008-09-03
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2004-12-07	2006-06-30
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	Advising on securities	2004-05-04	2007-01-17