Personnel SFC Licences and HKMA Registrations (ID 93012)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	Rep	Dealing in futures contracts	2010-07-16	-
	Rep	Dealing in securities	2009-01-14	-
MIDLAND WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2008-04-15	2008-10-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.