| Planetree Futures Limited | RO | Dealing in futures contracts | 2023-03-22 | 2024-04-22 |
| Planetree Securities Limited | RO | Dealing in securities | 2023-03-22 | 2024-04-22 |
| Planetree Futures Limited | Rep | Dealing in futures contracts | 2023-02-01 | 2023-03-22 |
| Planetree Securities Limited | Rep | Dealing in securities | 2023-02-01 | 2023-03-22 |
| Nerico Brothers Limited (HK) | RO | Dealing in futures contracts | 2017-11-02 | 2022-05-05 |
| RO | Dealing in securities | 2017-11-02 | 2022-05-05 |
| Rep | Dealing in futures contracts | 2017-09-13 | 2017-11-02 |
| Rep | Dealing in securities | 2017-09-13 | 2017-11-02 |
| CHINA FINANCE HOLDINGS LIMITED | RO | Dealing in securities | 2015-06-04 | 2016-11-04 |
| Finet Securities Limited | RO | Dealing in futures contracts | 2015-06-04 | 2016-11-04 |
| RO | Dealing in securities | 2015-06-04 | 2016-11-04 |
| CHINA FINANCE HOLDINGS LIMITED | Rep | Dealing in securities | 2015-05-26 | 2015-06-04 |
| Finet Securities Limited | Rep | Dealing in futures contracts | 2015-05-26 | 2015-06-04 |
| Rep | Dealing in securities | 2015-05-26 | 2015-06-04 |
| SHUANGYING SECURITIES LIMITED | RO | Dealing in futures contracts | 2014-08-07 | 2015-05-15 |
| RO | Dealing in securities | 2014-08-07 | 2015-05-15 |
| Rep | Dealing in futures contracts | 2014-07-25 | 2014-08-07 |
| Rep | Dealing in securities | 2014-07-25 | 2014-08-07 |
| Quam Securities Limited | Rep | Dealing in futures contracts | 2004-10-21 | 2014-07-19 |
| QUAM FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-04-16 | 2006-01-31 |
| Quam Securities Limited | Rep | Dealing in securities | 2004-04-16 | 2014-07-19 |
| KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2003-10-22 | 2004-03-31 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-10-22 | 2004-03-31 |
| ASG BROKERAGE LIMITED | Rep | Advising on corporate finance | - | 2003-09-04 |
| Rep | Advising on securities | - | 2003-09-04 |
| Rep | Asset management | - | 2003-09-04 |
| Rep | Dealing in securities | - | 2003-10-22 |
| ASG FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-09-04 |
| Rep | Asset management | - | 2003-09-04 |
| Rep | Dealing in futures contracts | - | 2003-10-22 |