Lam, Suen Kit 林宣傑 SFC Licences and HKMA Registrations (ID 93016)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOMAX SECURITIES LIMITED	RO	Dealing in securities	2016-10-14	-
	Rep	Dealing in securities	2016-08-22	2016-10-14
RHB SECURITIES HONG KONG LIMITED	RO	Dealing in securities	2016-04-06	2016-08-12
RHB CAPITAL HONG KONG LIMITED	Rep	Advising on corporate finance	2015-12-04	2016-08-12
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2014-04-30	2016-04-06
Quam Securities Limited	Rep	Advising on corporate finance	2012-08-16	2014-03-11
	Rep	Dealing in securities	2011-08-11	2014-03-11
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2009-12-04	2011-07-04
Cushman & Wakefield Capital Asia (HK) Limited	Rep	Advising on corporate finance	2008-10-31	2009-06-10
	Rep	Dealing in securities	2008-10-31	2009-06-10
Quam Securities Limited	Rep	Dealing in securities	2005-01-27	2005-02-15
	Rep	Advising on securities	2004-05-28	2005-02-15
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2004-03-15	2004-04-28
PLATINUM SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-16
	Rep	Advising on securities	2003-04-01	2004-02-16
	Rep	Asset management	2003-04-01	2004-02-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.