Personnel Hong Kong SFC License Details (ID 93017)

Personnel Hong Kong SFC License Details (ID 93017)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Superactive Financial Group Company Limited	RO	Dealing in securities	2018-06-08	2020-08-25
	RO	Advising on futures contracts	2017-09-21	-
	RO	Advising on securities	2015-06-30	-
	RO	Asset management	2015-06-30	-
	Rep	Advising on futures contracts	2015-06-30	2017-09-21
INTEGRITY SECURITIES LIMITED	RO	Dealing in securities	2013-02-27	2015-06-18
	Rep	Dealing in securities	2012-12-21	2013-02-27
THE CORE SECURITIES COMPANY LIMITED	RO	Advising on securities	2012-05-07	2012-12-13
	RO	Dealing in securities	2012-05-07	2012-12-13
	Rep	Dealing in securities	2012-04-13	2012-05-07
Quam Securities Limited	Rep	Dealing in futures contracts	2011-08-22	2012-03-01
	Rep	Dealing in securities	2011-08-22	2012-03-01
GET NICE FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2007-02-09	2011-08-18
GET NICE SECURITIES LIMITED	Rep	Dealing in securities	2005-06-01	2011-08-18
GREAT BAY SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-06
	Rep	Advising on securities	2003-04-01	2004-02-06
	Rep	Asset management	2003-04-01	2004-02-06
	Rep	Dealing in securities	2003-04-01	2005-05-31