Personnel Hong Kong SFC License Details (ID 93019)

Personnel Hong Kong SFC License Details (ID 93019)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Almagest AM Co. Limited	Rep	Advising on securities	2026-06-09	-
	Rep	Asset management	2026-06-09	-
Funde Securities Limited	RO	Advising on securities	2022-04-28	2022-07-29
Funde Investment Management Limited	Rep	Asset management	2019-03-11	2022-07-29
Innov Harbor Asset Management Limited	Rep	Advising on securities	2018-03-20	2018-12-07
	Rep	Asset management	2018-03-20	2018-12-07
Funde Securities Limited	RO	Dealing in securities	2017-08-31	2022-07-29
	Rep	Dealing in securities	2017-03-07	2017-08-31
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-07-30	2017-03-01
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-07-30	2017-03-01
Quam Securities Limited	Rep	Asset management	2014-02-18	2015-07-11
	Rep	Dealing in futures contracts	2010-11-23	2015-07-11
	Rep	Dealing in securities	2010-11-23	2015-07-11
XinKong International Securities Limited	Rep	Dealing in futures contracts	2009-11-19	2010-11-06
	Rep	Advising on securities	2009-08-31	2010-11-06
	Rep	Dealing in securities	2009-06-25	2010-11-06
Goldin Equities Limited	Rep	Dealing in securities	2008-10-02	2009-05-06