Personnel Hong Kong SFC License Details (ID 93021)

Personnel Hong Kong SFC License Details (ID 93021)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2024-11-30
	Rep	Dealing in securities	2016-06-10	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-06-10	2019-06-03
Quam Securities Limited	Rep	Dealing in futures contracts	2011-04-18	2016-05-31
	Rep	Dealing in securities	2011-04-18	2016-05-31
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-07-03	2011-04-14
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-07-03	2011-04-14
GET NICE FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2005-06-06	2009-06-30
GET NICE SECURITIES LIMITED	Rep	Dealing in securities	2005-06-06	2009-06-30
GREAT BAY SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-01-29
	Rep	Advising on securities	-	2004-01-29
	Rep	Asset management	-	2004-01-29
	Rep	Dealing in securities	-	2005-05-31
PACIFIC CHALLENGE FUTURES HONG KONG LIMITED	Rep	Advising on futures contracts	-	2004-01-29
	Rep	Asset management	-	2004-01-29
	Rep	Dealing in futures contracts	-	2005-05-31