Personnel Hong Kong SFC License Details (ID 93026)

Personnel Hong Kong SFC License Details (ID 93026)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Canfield Securities Company Limited	RO	Asset management	2022-06-24	-
	RO	Dealing in securities	2022-06-24	-
	Rep	Advising on securities	2021-11-17	-
	Rep	Asset management	2021-11-17	2022-06-24
	Rep	Dealing in securities	2021-10-27	2022-06-24
China Securities (International) Brokerage Company Limited	Rep	Dealing in futures contracts	2019-10-23	2021-10-07
	Rep	Dealing in securities	2019-10-23	2021-10-07
Quam Securities Limited	Rep	Asset management	2011-02-28	2019-08-09
	Rep	Dealing in futures contracts	2008-08-14	2019-08-09
	Rep	Dealing in securities	2008-08-14	2019-08-09