| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2024-01-24 | - |
| ICBC INTERNATIONAL RESEARCH LIMITED | RO | Advising on securities | 2020-05-22 | 2024-05-02 |
| Rep | Advising on securities | 2017-05-08 | 2020-05-22 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2015-08-14 | 2017-04-26 |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2015-06-25 | 2015-07-22 |
| SBI China Capital Financial Services Limited | RO | Advising on securities | 2015-01-13 | 2015-06-05 |
| Rep | Advising on securities | 2013-07-12 | 2015-01-13 | |
| CHINA TONGHAI (IA) LIMITED | Rep | Advising on securities | 2013-01-08 | 2013-06-29 |
| Quam Securities Limited | Rep | Advising on securities | 2011-08-22 | 2013-06-29 |
| Rep | Dealing in futures contracts | 2010-09-28 | 2013-06-29 | |
| Rep | Dealing in securities | 2010-07-13 | 2013-06-29 |
No HKMA registrations in the collected records.