Personnel SFC Licences and HKMA Registrations (ID 93030)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	Rep	Advising on securities	2024-05-13	-
	Rep	Asset management	2011-02-16	-
	Rep	Dealing in futures contracts	2008-04-29	-
	Rep	Dealing in securities	2008-02-18	-
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2007-09-04	2008-01-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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