Li, Hon Leung 李漢良

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA XIN YONGAN FUTURES COMPANY LIMITED	RO	Advising on futures contracts	2019-08-07	-
	RO	Dealing in futures contracts	2019-08-07	-
XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2018-11-09	-
	RO	Asset management	2018-11-09	-
XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Dealing in securities	2018-10-12	-
BG Asset Management Limited	RO	Asset management	2018-01-10	2018-02-28
DA INTERNATIONAL FINANCIAL SERVICE LIMITED	RO	Dealing in securities	2016-05-10	2017-07-23
	RO	Dealing in futures contracts	2016-04-18	2017-07-23
BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED	Rep	Asset management	2015-11-17	2016-02-20
	RO	Advising on securities	2015-10-30	2016-02-20
	RO	Dealing in securities	2015-10-30	2016-02-20
HGNH International Asset Management Co., Limited	Rep	Asset management	2014-07-25	2015-05-29
HGNH International Forex Co., Limited	Rep	Leveraged foreign exchange trading	2014-07-25	2015-05-29
HGNH International Futures Co., Limited	Rep	Dealing in futures contracts	2014-05-16	2015-05-29
HGNH International Securities Co., Limited	RO	Dealing in securities	2014-01-08	2015-05-29
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2012-04-17	2012-11-30
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2012-04-17	2012-11-30
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2012-04-17	2012-11-30
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2012-04-17	2012-11-30
RaffAello Securities (HK) Limited	RO	Dealing in securities	2011-12-29	2012-03-23
	Rep	Dealing in securities	2011-11-02	2011-12-29
Quam Securities Limited	Rep	Dealing in futures contracts	2011-03-03	2011-10-15
	Rep	Dealing in securities	2011-03-03	2011-10-15
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2011-01-13	2011-02-22
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2011-01-13	2011-02-22
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-07-23	2010-12-06
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2010-07-23	2010-12-06
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2010-03-25	2010-07-14
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2010-03-25	2010-07-14
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2009-11-30	2010-03-13
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2009-11-30	2010-03-13
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-09-09	2010-03-13
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-09-09	2010-03-13
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2008-08-12	2009-08-27
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2008-08-12	2009-08-27
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2005-05-26	2008-07-30
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2005-01-24	2008-07-30
	Rep	Leveraged foreign exchange trading	2005-01-24	2008-07-30
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2003-07-24	2003-10-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.