| Zero2IPO Asset Management Limited | RO | Advising on securities | 2023-03-27 | 2023-06-22 |
| Rep | Asset management | 2023-03-27 | 2023-06-22 |
| Zero2IPO Securities Limited | RO | Dealing in futures contracts | 2023-03-27 | 2023-06-22 |
| RO | Dealing in securities | 2023-03-27 | 2023-06-22 |
| ARK GROUP HOLDINGS (HONG KONG) LIMITED | RO | Advising on securities | 2022-06-01 | 2023-03-02 |
| RO | Dealing in securities | 2022-06-01 | 2023-03-02 |
| Rep | Advising on securities | 2022-04-22 | 2022-06-01 |
| Rep | Dealing in securities | 2022-04-22 | 2022-06-01 |
| Rep | Asset management | 2022-04-22 | 2023-03-02 |
| Tongfang Securities Limited | Rep | Asset management | 2021-09-29 | 2022-03-06 |
| RO | Advising on securities | 2020-09-07 | 2022-03-06 |
| RO | Dealing in securities | 2020-09-07 | 2022-03-06 |
| Rep | Advising on securities | 2020-06-26 | 2020-09-07 |
| Rep | Dealing in securities | 2020-06-26 | 2020-09-07 |
| Azure Lion International Asset Management Company Limited | Rep | Asset management | 2017-08-09 | 2020-05-11 |
| Azure Lion International Securities Company Limited | RO | Advising on securities | 2017-01-03 | 2020-05-11 |
| Zhonghao International Investment Consulting Co., Limited | RO | Advising on futures contracts | 2017-01-03 | 2020-05-11 |
| Azure Lion International Securities Company Limited | RO | Dealing in securities | 2016-11-01 | 2020-05-11 |
| Zhonghao International Futures Co., Limited | RO | Dealing in futures contracts | 2016-11-01 | 2020-05-11 |
| Azure Lion International Securities Company Limited | Rep | Dealing in securities | 2016-09-08 | 2016-11-01 |
| Zhonghao International Futures Co., Limited | Rep | Dealing in futures contracts | 2016-09-08 | 2016-11-01 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-07-30 | 2016-07-30 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-07-30 | 2016-07-30 |
| Quam Securities Limited | Rep | Asset management | 2015-06-15 | 2015-07-06 |
| Rep | Dealing in futures contracts | 2011-01-18 | 2015-07-06 |
| Rep | Dealing in securities | 2011-01-18 | 2015-07-06 |