Personnel Hong Kong SFC License Details (ID 93042)

Personnel Hong Kong SFC License Details (ID 93042)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oakwise Capital Management Limited	RO	Dealing in securities	2025-10-16	-
	RO	Advising on securities	2019-09-18	-
	RO	Asset management	2019-09-18	-
	Rep	Advising on securities	2019-09-12	2019-09-18
	Rep	Asset management	2019-09-12	2019-09-18
Caitong International Asset Management Co., Limited	Rep	Asset management	2016-10-20	2019-09-09
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2014-05-28	2016-07-12
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2014-05-28	2016-07-12
Quam Securities Limited	Rep	Dealing in futures contracts	2010-12-16	2014-05-24
	Rep	Dealing in securities	2010-12-16	2014-05-24