| United Advanced International Capital Limited | RO | Advising on securities | 2026-01-29 | - |
| RO | Asset management | 2026-01-29 | - |
| ASSET DYNAMIC MANAGEMENT LIMITED | RO | Advising on securities | 2019-04-09 | 2023-12-28 |
| RO | Asset management | 2019-04-09 | 2023-12-28 |
| Rep | Advising on securities | 2019-03-12 | 2019-04-09 |
| Rep | Asset management | 2019-03-12 | 2019-04-09 |
| FUDA CAPITAL LIMITED | RO | Advising on securities | 2019-02-13 | 2019-03-02 |
| RO | Asset management | 2019-02-13 | 2019-03-02 |
| ASSET DYNAMIC MANAGEMENT LIMITED | RO | Advising on securities | 2017-06-21 | 2019-01-30 |
| RO | Asset management | 2017-06-21 | 2019-01-30 |
| Seazen Resources Securities Limited | Rep | Dealing in securities | 2016-12-21 | 2017-06-01 |
| Seazen Resources Asset Management Limited | RO | Advising on securities | 2016-10-28 | 2017-06-01 |
| RO | Asset management | 2016-10-28 | 2017-06-01 |
| RO | Dealing in securities | 2016-10-28 | 2017-06-01 |
| Rep | Advising on securities | 2016-09-12 | 2016-10-28 |
| Rep | Asset management | 2016-09-12 | 2016-10-28 |
| DaoKou Asset Management Limited | RO | Advising on securities | 2015-10-14 | 2016-08-22 |
| RO | Asset management | 2015-10-14 | 2016-08-22 |
| HUNG SING SECURITIES LIMITED | Rep | Asset management | 2013-02-14 | 2015-08-07 |
| Rep | Dealing in securities | 2013-02-14 | 2015-08-07 |
| Funderstone Securities Limited | Rep | Asset management | 2011-12-12 | 2013-01-31 |
| Rep | Dealing in securities | 2011-12-12 | 2013-01-31 |
| Quam Securities Limited | Rep | Asset management | 2010-10-19 | 2011-10-31 |
| Rep | Dealing in securities | 2010-10-19 | 2011-10-31 |
| CASH ASSET MANAGEMENT LIMITED | Rep | Asset management | 2006-06-30 | 2010-09-01 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-06-30 | 2010-09-01 |
| REXCAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-04-28 | 2006-06-19 |
| WINGS SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2006-04-28 | 2006-06-19 |
| CHINA RICH ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2005-08-18 | 2006-06-19 |
| Rep | Asset management | 2005-08-18 | 2006-06-19 |