| Quam Securities Limited | Rep | Dealing in futures contracts | 2010-10-21 | 2014-01-01 |
| Rep | Dealing in securities | 2010-10-21 | 2014-01-01 |
| ABCI Securities Company Limited | Rep | Dealing in securities | 2010-06-10 | 2010-09-17 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-09-08 | 2010-06-02 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-09-08 | 2010-06-02 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2008-02-22 | 2009-07-07 |
| Rep | Dealing in securities | 2008-02-22 | 2009-07-07 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2007-09-14 | 2008-02-17 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-09-14 | 2008-02-17 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-09-04 | 2007-08-31 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2006-09-04 | 2007-08-31 |
| GET NICE FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-04-13 | 2006-08-22 |
| GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2005-04-13 | 2006-08-22 |
| GigaMoney Limited | Rep | Advising on corporate finance | - | 2004-03-02 |
| Rep | Advising on securities | - | 2004-03-02 |
| Rep | Asset management | - | 2004-03-02 |
| Rep | Dealing in securities | - | 2005-04-13 |
| HONG KONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | - | 2004-03-02 |
| Rep | Asset management | - | 2004-03-02 |
| Rep | Dealing in futures contracts | - | 2005-04-13 |