Personnel Hong Kong SFC License Details (ID 93058)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	Rep	Dealing in securities	2011-06-09	2017-03-24
ENLIGHTEN SECURITIES LIMITED	Rep	Dealing in securities	2009-02-03	2011-06-04
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Dealing in securities	2008-02-20	2009-01-31