| CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Asset management | 2022-07-15 | 2024-05-20 |
| Rep | Dealing in securities | 2022-07-15 | 2024-05-20 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2014-06-03 | 2020-08-31 |
| Quam Securities Limited | Rep | Dealing in securities | 2010-02-17 | 2014-05-10 |
| ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2008-09-23 | 2009-10-08 |
| GENERALI INVESTMENTS ASIA LIMITED | Rep | Advising on futures contracts | 2008-03-14 | 2008-04-23 |
| Rep | Advising on securities | 2008-03-14 | 2008-04-23 |
| Rep | Asset management | 2008-03-14 | 2008-04-23 |
| Rifa Securities Limited | Rep | Dealing in securities | 2007-11-21 | 2007-12-17 |
| CAIIS Limited | Rep | Advising on securities | 2007-06-05 | 2007-08-28 |
| Rep | Dealing in securities | 2007-06-05 | 2007-08-28 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | Dealing in securities | 2004-12-18 | 2006-03-29 |
| SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-08-30 | 2004-09-23 |
| SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-08-30 | 2004-09-23 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-08-30 | 2004-09-23 |