Personnel Hong Kong SFC License Details (ID 93066)

Personnel Hong Kong SFC License Details (ID 93066)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Eddid Securities and Futures Limited	RO	Dealing in futures contracts	2022-10-05	-
	RO	Dealing in securities	2022-10-05	-
	Rep	Advising on securities	2022-05-25	-
	Rep	Asset management	2022-05-25	-
	Rep	Dealing in futures contracts	2022-05-25	2022-10-05
	Rep	Dealing in securities	2022-05-25	2022-10-05
Quam Securities Limited	RO	Dealing in futures contracts	2020-12-21	2022-02-28
	RO	Dealing in securities	2020-12-21	2022-02-28
	Rep	Dealing in futures contracts	2018-11-09	2020-12-21
	Rep	Dealing in securities	2018-11-09	2020-12-21
	Rep	Advising on securities	2018-11-09	2022-02-28
	Rep	Asset management	2018-11-09	2022-02-28
	RO	Advising on securities	2016-09-06	2018-07-27
	RO	Dealing in futures contracts	2015-12-08	2018-07-27
	RO	Dealing in securities	2015-12-08	2018-07-27
	Rep	Asset management	2010-08-19	2018-07-27
	Rep	Dealing in futures contracts	2010-07-16	2015-12-08
	Rep	Dealing in securities	2010-05-13	2015-12-08