Webb-site Legacy

Tang, Alvin Chi Heng 鄧志恆

SFC ID:AJB048

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	RO	Advising on securities	2018-11-20	-
	RO	Dealing in securities	2018-11-20	-
	Rep	Advising on securities	2016-10-06	2018-11-20
	Rep	Dealing in securities	2013-10-07	2018-11-20
	Rep	Dealing in futures contracts	2013-10-07	2024-07-05
Quam Securities Limited	Rep	Dealing in futures contracts	2010-06-08	2012-06-30
	Rep	Dealing in securities	2010-06-08	2012-06-30
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2009-02-18	2009-06-13
INSTINET PACIFIC LIMITED	Rep	Advising on securities	2007-03-08	2009-01-22
	Rep	Providing automated trading services	2007-03-08	2009-01-22
	Rep	Dealing in securities	2007-03-08	2009-01-22
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2003-08-12	2004-09-03
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2003-08-12	2004-09-03