| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCOM International Securities Limited | RO | Advising on securities | 2018-11-20 | - |
| RO | Dealing in securities | 2018-11-20 | - | |
| Rep | Advising on securities | 2016-10-06 | 2018-11-20 | |
| Rep | Dealing in securities | 2013-10-07 | 2018-11-20 | |
| Rep | Dealing in futures contracts | 2013-10-07 | 2024-07-05 | |
| Quam Securities Limited | Rep | Dealing in futures contracts | 2010-06-08 | 2012-06-30 |
| Rep | Dealing in securities | 2010-06-08 | 2012-06-30 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2009-02-18 | 2009-06-13 |
| INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2007-03-08 | 2009-01-22 |
| Rep | Providing automated trading services | 2007-03-08 | 2009-01-22 | |
| Rep | Dealing in securities | 2007-03-08 | 2009-01-22 | |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2003-08-12 | 2004-09-03 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2003-08-12 | 2004-09-03 |
No HKMA registrations in the collected records.