Personnel Hong Kong SFC License Details (ID 93090)

Personnel Hong Kong SFC License Details (ID 93090)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2020-10-14	-
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2020-10-14	-
YUE XIU FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2019-03-04	2020-09-17
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2019-03-04	2020-09-17
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2016-05-24	2018-12-09
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2016-05-24	2018-12-09
Quam Securities Limited	Rep	Dealing in futures contracts	2011-04-27	2016-04-22
	Rep	Dealing in securities	2011-04-27	2016-04-22
CORPORATE BROKERS LIMITED	Rep	Dealing in securities	2007-07-23	2011-04-19
CORPORATE COMMODITIES LIMITED	Rep	Dealing in futures contracts	2007-07-23	2011-04-19
Well Link International Securities Limited	Rep	Advising on futures contracts	2003-04-01	2005-02-28
	Rep	Asset management	2003-04-01	2005-02-28
	Rep	Providing automated trading services	2003-04-01	2007-06-04
	Rep	Dealing in futures contracts	2003-04-01	2007-07-06
WINWIN SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-02-28
	Rep	Advising on securities	2003-04-01	2005-02-28
	Rep	Asset management	2003-04-01	2005-02-28
	Rep	Providing automated trading services	2003-04-01	2007-06-04
	Rep	Dealing in securities	2003-04-01	2007-07-06