Personnel Hong Kong SFC License Details (ID 93096)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2025-07-16	2026-02-04
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2025-07-16	2026-02-04
WING FUNG FUTURES LIMITED	RO	Dealing in futures contracts	2022-04-14	2025-07-16
WING FUNG SECURITIES LIMITED	RO	Dealing in securities	2022-04-14	2025-07-16
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2021-10-27	2022-04-14
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2021-10-27	2022-04-14
Forwin Securities Group Limited	RO	Dealing in securities	2016-09-14	2019-06-10
Forwin Futures Group Limited	RO	Dealing in futures contracts	2016-06-22	2019-06-10
Forwin Securities Group Limited	Rep	Dealing in securities	2016-03-18	2016-09-14
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2014-08-26	2014-10-16
	Rep	Dealing in securities	2014-08-26	2014-10-16
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2013-07-17	2014-08-08
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2013-07-17	2014-08-08
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2013-07-17	2014-08-08
Quam Securities Limited	Rep	Dealing in futures contracts	2011-07-14	2013-06-29
	Rep	Dealing in securities	2011-07-14	2013-06-29
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	-	2011-03-24
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Advising on futures contracts	-	2004-09-10
	Rep	Asset management	-	2004-09-10
	Rep	Dealing in futures contracts	-	2011-03-24
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2004-09-10
	Rep	Asset management	-	2004-09-10
	Rep	Dealing in futures contracts	-	2011-03-24
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	-	2003-09-02
	Rep	Advising on corporate finance	-	2004-09-10
	Rep	Advising on securities	-	2004-09-10
	Rep	Asset management	-	2004-09-10
	Rep	Dealing in securities	-	2011-03-24