| Quam Securities Limited | Rep | Dealing in futures contracts | 2007-07-04 | 2024-02-29 |
| Rep | Dealing in securities | 2007-07-04 | 2024-02-29 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2007-04-17 | 2007-06-19 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2007-04-17 | 2007-06-19 |
| Quam Securities Limited | Rep | Dealing in futures contracts | 2006-07-18 | 2007-04-10 |
| Rep | Dealing in securities | 2006-07-18 | 2007-04-10 |
| ROCTEC FUTURES TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2006-06-22 | 2006-07-06 |
| ROCTEC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-06-22 | 2006-07-06 |
| BERICH BROKERAGE LIMITED | Rep | Dealing in securities | 2004-01-09 | 2006-06-10 |
| BERICH FUTURES (H.K.) COMPANY LIMITED | Rep | Dealing in futures contracts | 2003-11-17 | 2006-06-10 |
| TOPMORE COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2003-05-10 | 2003-11-11 |