Personnel Hong Kong SFC License Details (ID 93110)

Personnel Hong Kong SFC License Details (ID 93110)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA SECURITIES LIMITED	RO	Advising on securities	2022-02-10	2024-01-02
	Rep	Advising on securities	2020-02-24	2022-02-10
	RO	Dealing in securities	2020-01-13	2024-01-02
	Rep	Dealing in securities	2019-12-02	2020-01-13
VAST HARBOUR SECURITIES LIMITED	RO	Dealing in securities	2017-11-29	2019-11-08
	Rep	Dealing in securities	2017-05-25	2017-11-29
Quam Securities Limited	Rep	Dealing in futures contracts	2011-08-10	2017-04-29
	Rep	Dealing in securities	2011-08-10	2017-04-29
Funderstone Futures Limited	Rep	Dealing in futures contracts	2010-02-01	2011-07-31
Funderstone Securities Limited	Rep	Dealing in securities	2010-02-01	2011-07-31