Webb-site Legacy

Yuen, Ka Chi 阮家志

SFC ID:ANG307

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yunfeng Financial Markets Limited	Rep	Dealing in securities	2021-06-02	2022-04-04
Yunfeng Securities Limited	Rep	Dealing in securities	2021-06-02	2022-04-04
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	Dealing in securities	2021-03-31	2021-05-14
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2020-04-09	2021-01-31
	Rep	Dealing in securities	2020-04-09	2021-01-31
oOo Securities (HK) Group Limited	Rep	Dealing in futures contracts	2019-12-18	2020-01-06
	Rep	Dealing in securities	2019-12-18	2020-01-06
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2017-03-06	2019-12-02
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2017-03-06	2019-12-02
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2014-09-16	2016-07-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2014-09-16	2016-07-01
Quam Securities Limited	Rep	Dealing in futures contracts	2011-06-14	2014-09-09
	Rep	Dealing in securities	2011-06-14	2014-09-09
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2009-03-18	2010-06-30
	Rep	Dealing in futures contracts	2007-01-18	2011-05-07
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-01-18	2011-05-07
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2006-03-27	2006-12-01
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-03-27	2006-12-01