Personnel Hong Kong SFC License Details (ID 93130)

Personnel Hong Kong SFC License Details (ID 93130)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORPORATE BROKERS LIMITED	Rep	Dealing in securities	2012-08-06	-
CORPORATE COMMODITIES LIMITED	Rep	Dealing in futures contracts	2012-08-06	-
Quam Securities Limited	Rep	Dealing in futures contracts	2011-02-02	2012-07-28
	Rep	Dealing in securities	2011-02-02	2012-07-28
CORPORATE BROKERS LIMITED	Rep	Dealing in securities	2006-02-27	2011-01-24
CORPORATE COMMODITIES LIMITED	Rep	Dealing in futures contracts	2006-02-27	2011-01-24
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2006-01-04	2006-02-20
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2005-10-26	2006-02-20
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2004-11-06	2005-10-14