Personnel SFC Licences and HKMA Registrations (ID 93141)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RAYS Capital Partners Limited	RO	Advising on securities	2026-09-04	-
	RO	Asset management	2026-09-04	-
	RO	Advising on securities	2011-11-02	2013-08-28
	RO	Asset management	2011-05-19	2013-08-28
Elixir Capital Management Limited	RO	Asset management	2009-02-18	2010-10-01
H S Asset Management Limited (d2010-05-24)	Rep	Asset management	2008-02-28	2008-08-07
ORIENTAL PATRON ASIA LIMITED	Rep	Asset management	2005-03-16	2007-03-22
ORIENTAL PATRON SECURITIES LIMITED	Rep	Advising on securities	2004-07-26	2005-08-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.