Personnel Hong Kong SFC License Details (ID 93164)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morningstar Investment Management Asia Limited	Rep	Advising on securities	2025-03-17	-
	Rep	Advising on securities	2015-09-17	2017-06-20
RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2011-05-11	2012-04-28
	Rep	Asset management	2011-05-11	2012-04-28
	Rep	Dealing in securities	2011-05-11	2012-04-28
MARCO POLO PURE ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2009-12-01	2010-01-15
	Rep	Asset management	2009-12-01	2010-01-15