Personnel Hong Kong SFC License Details (ID 93166)

Personnel Hong Kong SFC License Details (ID 93166)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Advising on securities	2022-08-03	-
	Rep	Asset management	2022-08-03	-
	Rep	Dealing in futures contracts	2022-08-03	-
	Rep	Dealing in securities	2022-08-03	-
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2017-06-01	2022-07-26
	Rep	Asset management	2017-06-01	2022-07-26
	Rep	Dealing in securities	2017-06-01	2022-07-26
RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2013-05-09	2016-01-18
	Rep	Asset management	2013-05-09	2016-01-18
	Rep	Dealing in securities	2010-01-21	2016-01-18
Merdeka Securities Limited	Rep	Dealing in securities	2007-10-05	2008-07-31