Personnel Hong Kong SFC License Details (ID 93169)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ahead Asset Management Limited	RO	Advising on securities	2022-08-23	-
	RO	Asset management	2022-08-23	-
IPP Financial Advisers Limited	RO	Advising on securities	2017-02-17	2020-05-04
	RO	Dealing in securities	2017-02-17	2020-05-04
RBC INVESTMENT SERVICES (ASIA) LIMITED	RO	Advising on securities	2009-03-17	2015-09-01
	RO	Dealing in securities	2009-03-17	2015-09-01
	Rep	Advising on securities	2005-05-24	2009-03-17
	Rep	Dealing in securities	2005-05-24	2009-03-17