Personnel Hong Kong SFC License Details (ID 93174)

Personnel Hong Kong SFC License Details (ID 93174)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
APINVEST PARTNERS LIMITED	RO	Advising on securities	2025-07-31	2025-11-21
	RO	Asset management	2025-07-31	2025-11-21
	Rep	Advising on securities	2025-06-16	2025-07-31
	Rep	Asset management	2025-06-16	2025-07-31
Beyond Hong Kong Limited	RO	Asset management	2019-09-10	2023-07-29
CORNERSTONE ASSET MANAGEMENT LIMITED	RO	Asset management	2018-08-02	2019-07-31
RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	2015-02-03	2017-12-17
	RO	Asset management	2015-02-03	2017-12-17
	RO	Dealing in securities	2015-02-03	2017-12-17
RBC FUTURES SERVICES (ASIA) LIMITED	RO	Advising on futures contracts	2005-01-26	2005-09-30
	RO	Dealing in futures contracts	2005-01-26	2005-09-30
RBC INVESTMENT SERVICES (ASIA) LIMITED	RO	Advising on futures contracts	2005-01-26	2017-12-16
	RO	Advising on securities	2005-01-26	2017-12-16
	RO	Asset management	2005-01-26	2017-12-16
	RO	Dealing in futures contracts	2005-01-26	2017-12-16
	RO	Dealing in securities	2005-01-26	2017-12-16