Mu, Frank

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBC INVESTMENT SERVICES (ASIA) LIMITED	RO	Advising on futures contracts	2010-04-15	2011-11-30
	RO	Dealing in futures contracts	2010-04-15	2011-11-30
	RO	Advising on securities	2009-06-05	2011-11-30
	RO	Dealing in securities	2009-06-05	2011-11-30

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBC INVESTMENT SERVICES (ASIA) LIMITED	RO	Advising on futures contracts	2010-04-15	2011-11-30
	RO	Dealing in futures contracts	2010-04-15	2011-11-30
	RO	Advising on securities	2009-06-05	2011-11-30
	RO	Dealing in securities	2009-06-05	2011-11-30