| RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2013-07-09 | 2016-12-01 |
| Rep | Dealing in securities | 2013-07-09 | 2016-12-01 |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2006-01-01 | 2016-12-01 |
| Rep | Dealing in futures contracts | 2006-01-01 | 2016-12-01 |
| RBC FUTURES SERVICES (ASIA) LIMITED | RO | Advising on futures contracts | 2005-03-24 | 2005-09-30 |
| RO | Dealing in futures contracts | 2005-03-24 | 2005-09-30 |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | RO | Advising on futures contracts | 2005-03-24 | 2006-01-01 |
| RO | Dealing in futures contracts | 2005-03-24 | 2006-01-01 |
| RO | Advising on securities | 2005-03-24 | 2016-12-01 |
| RO | Dealing in securities | 2005-03-24 | 2016-12-01 |
| Rep | Asset management | 2005-03-11 | 2016-12-01 |
| Rep | Advising on futures contracts | 2004-12-08 | 2005-03-24 |
| Rep | Dealing in futures contracts | 2004-12-08 | 2005-03-24 |
| RBC FUTURES SERVICES (ASIA) LIMITED | Rep | Asset management | - | 2003-06-18 |
| Rep | Advising on futures contracts | - | 2005-03-24 |
| Rep | Dealing in futures contracts | - | 2005-03-24 |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on corporate finance | - | 2004-02-18 |
| Rep | Asset management | - | 2004-02-18 |
| Rep | Advising on securities | - | 2005-03-24 |
| Rep | Dealing in securities | - | 2005-03-24 |