| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2022-06-17 | 2024-02-23 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-06-17 | 2024-02-23 |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on securities | 2006-07-04 | 2022-03-01 |
| Rep | Advising on futures contracts | 2006-07-01 | 2022-03-01 |
| Rep | Dealing in futures contracts | 2006-07-01 | 2022-03-01 |
| Rep | Dealing in securities | 2006-07-01 | 2022-03-01 |
| FT Securities Limited | Rep | Advising on futures contracts | 2005-09-30 | 2006-06-17 |
| Rep | Dealing in futures contracts | 2005-09-30 | 2006-06-17 |
| Rep | Advising on corporate finance | - | 2004-05-17 |
| Rep | Advising on securities | - | 2004-05-17 |
| Rep | Asset management | - | 2004-05-17 |
| Rep | Dealing in securities | - | 2006-06-17 |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Advising on futures contracts | - | 2004-05-17 |
| Rep | Asset management | - | 2004-05-17 |
| Rep | Dealing in futures contracts | - | 2005-10-04 |