Personnel Hong Kong SFC License Details (ID 93190)

Personnel Hong Kong SFC License Details (ID 93190)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBC INVESTMENT SERVICES (ASIA) LIMITED	Rep	Advising on futures contracts	2011-02-11	2013-04-08
	Rep	Advising on securities	2011-02-11	2013-04-08
	Rep	Dealing in futures contracts	2011-02-11	2013-04-08
	Rep	Dealing in securities	2011-02-11	2013-04-08
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2010-10-25	2010-10-28
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2010-10-25	2010-10-28
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2009-08-07	2010-10-15
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2009-08-07	2010-10-15