Webb-site Legacy

Chu, Po Chuen 朱寶全

SFC ID:ACU275

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2013-07-04	2017-08-01
	Rep	Dealing in securities	2013-07-04	2017-08-01
RBC INVESTMENT SERVICES (ASIA) LIMITED	Rep	Advising on futures contracts	2011-02-25	2025-01-13
	Rep	Advising on securities	2011-02-25	2025-01-13
	Rep	Dealing in futures contracts	2011-02-25	2025-01-13
	Rep	Dealing in securities	2011-02-25	2025-01-13
FT Securities Limited	Rep	Advising on futures contracts	2005-09-30	2011-01-30
	Rep	Dealing in futures contracts	2005-09-30	2011-01-30
	Rep	Advising on corporate finance	-	2004-05-14
	Rep	Advising on securities	-	2004-05-14
	Rep	Asset management	-	2004-05-14
	Rep	Dealing in securities	-	2011-01-30
JEFFERIES BACHE (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2004-05-14
	Rep	Asset management	-	2004-05-14
	Rep	Dealing in futures contracts	-	2005-10-04