Webb-site Legacy

Chung, Kwai Kuen 鍾桂娟

SFC ID:AFE413

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBC INVESTMENT SERVICES (ASIA) LIMITED	Rep	Advising on futures contracts	2013-06-03	2015-04-20
	Rep	Advising on securities	2013-06-03	2015-04-20
	Rep	Dealing in futures contracts	2013-06-03	2015-04-20
	Rep	Dealing in securities	2013-06-03	2015-04-20
	Rep	Advising on futures contracts	2010-04-13	2012-12-31
	Rep	Advising on securities	2010-04-13	2012-12-31
	Rep	Dealing in futures contracts	2010-04-13	2012-12-31
	Rep	Dealing in securities	2010-04-13	2012-12-31
FT Securities Limited	Rep	Advising on futures contracts	2005-09-30	2009-05-16
	Rep	Dealing in futures contracts	2005-09-30	2009-05-16
	Rep	Advising on corporate finance	-	2004-05-14
	Rep	Advising on securities	-	2004-05-14
	Rep	Asset management	-	2004-05-14
	Rep	Dealing in securities	-	2009-05-16
JEFFERIES BACHE (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2004-05-14
	Rep	Asset management	-	2004-05-14
	Rep	Dealing in futures contracts	-	2005-10-04