| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2013-02-28 |
| Rep | Dealing in securities | 2008-10-10 | 2013-02-28 | |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-11-11 | 2008-09-16 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-11-01 | 2008-09-16 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-10-30 | 2004-08-12 |
| DBS VICKERS SECURITIES (HONG KONG) LIMITED DBS | Rep | Advising on corporate finance | - | 2003-10-21 |
| Rep | Advising on securities | - | 2003-10-21 | |
| Rep | Asset management | - | 2003-10-21 | |
| Rep | Dealing in securities | - | 2003-10-22 |