Personnel Hong Kong SFC License Details (ID 93227)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBC INVESTMENT SERVICES (ASIA) LIMITED	Rep	Advising on futures contracts	2010-04-16	2012-07-16
	Rep	Advising on securities	2010-04-16	2012-07-16
	Rep	Dealing in futures contracts	2010-04-16	2012-07-16
	Rep	Dealing in securities	2010-04-16	2012-07-16
FT Securities Limited	Rep	Advising on futures contracts	2006-07-04	2007-08-24
	Rep	Dealing in futures contracts	2006-07-04	2007-08-24
	Rep	Dealing in securities	2006-07-04	2007-08-24