Personnel Hong Kong SFC License Details (ID 93252)

Personnel Hong Kong SFC License Details (ID 93252)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBC INVESTMENT SERVICES (ASIA) LIMITED	Rep	Advising on futures contracts	2010-11-01	2012-11-11
	Rep	Advising on securities	2010-11-01	2012-11-11
	Rep	Dealing in futures contracts	2010-11-01	2012-11-11
	Rep	Dealing in securities	2010-11-01	2012-11-11
FT Securities Limited	Rep	Advising on futures contracts	2008-05-30	2010-10-31
	Rep	Dealing in futures contracts	2008-05-30	2010-10-31
	Rep	Dealing in securities	2007-11-16	2010-10-31
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2006-05-15	2007-10-18