| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2010-11-01 | 2012-11-11 |
| Rep | Advising on securities | 2010-11-01 | 2012-11-11 |
| Rep | Dealing in futures contracts | 2010-11-01 | 2012-11-11 |
| Rep | Dealing in securities | 2010-11-01 | 2012-11-11 |
| FT Securities Limited | Rep | Advising on futures contracts | 2005-09-30 | 2010-10-31 |
| Rep | Dealing in futures contracts | 2005-09-30 | 2010-10-31 |
| Rep | Dealing in securities | 2004-05-13 | 2010-10-31 |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-05-13 | 2005-10-04 |
| FT Securities Limited | Rep | Advising on corporate finance | - | 2003-07-18 |
| Rep | Advising on securities | - | 2003-07-18 |
| Rep | Asset management | - | 2003-07-18 |
| Rep | Dealing in securities | - | 2003-07-18 |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Advising on futures contracts | - | 2003-07-18 |
| Rep | Asset management | - | 2003-07-18 |
| Rep | Dealing in futures contracts | - | 2003-07-18 |