Personnel Hong Kong SFC License Details (ID 93258)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2023-06-21	-
	Rep	Dealing in securities	2023-06-21	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2023-06-21	-
RBC INVESTMENT SERVICES (ASIA) LIMITED	Rep	Advising on futures contracts	2006-06-30	2023-03-16
	Rep	Advising on securities	2006-06-30	2023-03-16
	Rep	Dealing in futures contracts	2006-06-30	2023-03-16
	Rep	Dealing in securities	2006-06-30	2023-03-16
FT Securities Limited	Rep	Advising on futures contracts	2005-09-30	2006-06-17
	Rep	Dealing in futures contracts	2005-09-30	2006-06-17
	Rep	Asset management	2005-07-14	2005-07-29
	Rep	Advising on securities	2005-07-14	2006-06-17
	Rep	Dealing in securities	2005-07-14	2006-06-17
JEFFERIES BACHE (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-07-14	2005-10-04
FT Securities Limited	RO	Advising on corporate finance	2003-04-01	2004-12-07
	RO	Advising on securities	2003-04-01	2005-07-14
	RO	Asset management	2003-04-01	2005-07-14
	RO	Dealing in securities	2003-04-01	2005-07-14
JEFFERIES BACHE (HONG KONG) LIMITED	RO	Advising on futures contracts	2003-04-01	2004-12-07
	RO	Asset management	2003-04-01	2004-12-07
	RO	Dealing in futures contracts	2003-04-01	2005-07-14